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TOPTURN CAPITAL, LLC
CRD 151464 · SEC 801-70572
200 CLOCK TOWER PLACE, SUITE B208, CARMEL, CA, 93923, United States
Phone
(831) 324-0481
Fax
(831) 324-0505
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$187.4M
Discretionary AUM
$167.1M
Team
5 total employees; 4 advisory reps; 3 broker-dealer reps
Clients
11-25
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-30
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 38 | $20.1M |
| High net worth individuals | 45 | $105.4M |
| Pension/profit sharing plans | 6 | $21.9M |
| Charitable organizations | 9 | $36.5M |
| Corporations/business entities | 8 | $3.4M |
States served
CA, NV, UT
All web addresses on file
Official SEC filing: View on IAPD