← Back to searchVisit website
SIMPLYSMART ASSET MANAGEMENT
SYLVIA SHIU HAN KWAN
CRD 152991
Advisory firmSole prop
Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.
United States
Registration
— (—)
Source
State registered
Total AUM
$29.4M
Discretionary AUM
$29.4M
Team
2 total employees; 1 advisory reps
Clients
0
Fees
Percentage of AUM
Org form
Sole Proprietorship
Filing date
2026-02-25
Disciplinary history
No
Services
Portfolio management (individuals)INVESTMENT ADVICE-NOT MANAGEMENT
Client types
| Type | Clients | AUM |
|---|---|---|
| High net worth individuals | 5 | $29.4M |
All web addresses on file
Official SEC filing: View on IAPD