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SOVEREIGN FINANCIAL SERVICES, LLC
CRD 153059
12 BROCSTER CT, PHOENIX, MD, 21131, United States
Phone
410-575-3120
Fax
—
Registration
— (—)
Source
State registered
Total AUM
$92.1M
Discretionary AUM
$92.1M
Team
2 total employees; 2 advisory reps; 145 broker-dealer reps
Clients
101-250
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Other (specify)
Filing date
2026-02-23
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 115 | $57.0M |
| High net worth individuals | 30 | $35.1M |
All web addresses on file
Official SEC filing: View on IAPD