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ROTH CAPITAL PARTNERS, LLC

CRD 15407

Visit website

888 SAN CLEMENTE DRIVE, NEWPORT BEACH, CA, 92660, United States

Phone

949-720-5700

Fax

949-720-7247

Registration

— (—)

Source

State registered

Total AUM

—

Discretionary AUM

—

Team

10 total employees; 5 advisory reps

Clients

—

Fees

Fixed fees

Org form

Limited Liability Company

Filing date

2025-08-29

Disciplinary history

Yes

Services

(1) DISTRIBUTION OF SELL-SIDE RESEARCH REPORTS/CORPORATE ACCESS (2) SOLICITOR

Client types

TypeClientsAUM
Investment companies30—
Other investment advisers40—

All web addresses on file

Official SEC filing: View on IAPD