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SAXON SECURITIES LLC
CRD 155168 · SEC 801-79118
611 GATEWAY BOULEVARD, SUITE 120 #1003, SAN FRANCISCO, CA, 94080, United States
Phone
415-820-5312
Fax
415-820-5399
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$94.6M
Discretionary AUM
$94.6M
Team
2 total employees; 1 advisory reps
Clients
—
Fees
Percentage of AUM
Org form
Limited Liability Company
Filing date
2026-03-27
Disciplinary history
No
Services
Portfolio management (individuals)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| High net worth individuals | 1 | $16K |
| Charitable organizations | 7 | $13.3M |
| State/municipal entities | 5 | $15.8M |
| Other investment advisers | 7 | $29.4M |
| Corporations/business entities | 5 | $36.1M |
States served
CA
All web addresses on file
Official SEC filing: View on IAPD