Falists
← Back to search

BATLEY & ASSOCIATES

BATLEY, KENT MICHAEL

CRD 155458

Advisory firmSole prop

Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.

United States

Registration

— (—)

Source

State registered

Total AUM

$12.3M

Discretionary AUM

$12.3M

Team

2 total employees; 2 advisory reps; 31 broker-dealer reps

Clients

—

Fees

Percentage of AUM

Org form

Sole Proprietorship

Filing date

2026-03-31

Disciplinary history

No

Verify reputation

Falists does not score or rank advisers. Use these official sources to check BBB ratings, FINRA disclosures, and SEC registration before hiring anyone.

  • SEC IAPD →

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

  • FINRA BrokerCheck →

    FINRA’s BrokerCheck database — firm registration, disclosures, and regulatory actions when applicable.

  • Better Business Bureau →

    Search BBB for business ratings, accreditation status, and consumer complaints in this firm’s market.

Services

Portfolio management (individuals)

Client types

TypeClientsAUM
Individuals31$12.3M

Official SEC filing: View on IAPD