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NEW RIVER INVESTMENTS

NEW RIVER INVESTMENTS INC.

CRD 157173 · SEC 801-72261

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

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United States

Registration

— (—)

Source

State registered

Total AUM

$49.0M

Discretionary AUM

$49.0M

Team

3 total employees; 2 advisory reps

Clients

—

Fees

Percentage of AUM; Fixed fees; Performance-based fees

Org form

Corporation

Filing date

2026-04-27

Disciplinary history

Yes

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  • SEC IAPD →

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Services

Portfolio management (individuals)Portfolio management (pooled vehicles)

Client types

TypeClientsAUM
Individuals44$9.3M
High net worth individuals9$15.4M
Pooled investment vehicles1$11.2M
Corporations/business entities2$13.1M

All web addresses on file

Official SEC filing: View on IAPD