Falists
← Back to search

PALISADE FINANCIAL

DAVID JOHN CARROLL

CRD 158695

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

Visit website

United States

Registration

— (—)

Source

State registered

Total AUM

$80.0M

Discretionary AUM

$80.0M

Team

1 total employees; 1 advisory reps; 122 broker-dealer reps

Clients

0

Fees

Percentage of AUM

Org form

Corporation

Filing date

2026-05-18

Disciplinary history

No

Verify reputation

Falists does not score or rank advisers. Use these official sources to check BBB ratings, FINRA disclosures, and SEC registration before hiring anyone.

  • SEC IAPD →

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

  • FINRA BrokerCheck →

    FINRA’s BrokerCheck database — firm registration, disclosures, and regulatory actions when applicable.

  • Better Business Bureau →

    Search BBB for business ratings, accreditation status, and consumer complaints in this firm’s market.

Services

Portfolio management (individuals)

Client types

TypeClientsAUM
Individuals122$80.0M

All web addresses on file

Official SEC filing: View on IAPD