SQN CAPITAL MANAGEMENT, LLC
CRD 158704 · SEC 801-73122
Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.
100 WALL STREET, 11TH FLOOR, NEW YORK, NY, 10005, United States
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$75.4M
Discretionary AUM
$75.4M
Team
3 total employees; 1 advisory reps
Clients
—
Fees
Percentage of AUM; Fixed fees; Performance-based fees
Org form
Limited Liability Company
Filing date
2025-04-02
Disciplinary history
Yes
Verify reputation
Falists does not score or rank advisers. Use these official sources to check BBB ratings, FINRA disclosures, and SEC registration before hiring anyone.
- SEC IAPD →
Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.
- FINRA BrokerCheck →
FINRA’s BrokerCheck database — firm registration, disclosures, and regulatory actions when applicable.
- Better Business Bureau →
Search BBB for business ratings, accreditation status, and consumer complaints in this firm’s market.
Services
Client types
| Type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 3 | $75.4M |
All web addresses on file
Official SEC filing: View on IAPD