RAFFLES CAPITAL MANAGEMENT, LLC
CRD 161565 · SEC 801-74042
Large incorporated asset manager or corporate group — typically not a local adviser team.
5 PENN PLAZA, 19TH FLOOR, NEW YORK, NY, 10001, United States
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$270.2M
Discretionary AUM
$270.2M
Team
2 total employees; 2 advisory reps
Clients
—
Fees
Percentage of AUM; Performance-based fees
Org form
Limited Liability Company
Filing date
2026-03-27
Disciplinary history
No
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Services
Client types
| Type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 1 | $270.2M |
All web addresses on file
Official SEC filing: View on IAPD