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ALPHA WEALTH MANAGEMENT AND PLANNING LLC
CRD 163917 · SEC 801-108554
350 IGNACIO BLVD, SUITE 105, NOVATO, CA, 94949, United States
Phone
415-506-4569
Fax
415-508-3467
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$319.6M
Discretionary AUM
$309.5M
Team
8 total employees; 5 advisory reps
Clients
51-100
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-26
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 232 | $84.1M |
| High net worth individuals | 241 | $216.7M |
| Pension/profit sharing plans | 2 | $12.4M |
| Charitable organizations | 1 | $5.9M |
| Corporations/business entities | 4 | $449K |
States served
AZ, CA, NV, OR, WA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD