CETERA INVESTMENT MANAGEMENT LLC

CRD 165436 · SEC 801-77403

1450 AMERICAN LANE, SUITE 650, SCHAMBURG, IL, 60173, United States

Phone

310-257-7880

Fax

877-338-2161

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

—

Discretionary AUM

—

Team

25 total employees; 9 advisory reps; 1 broker-dealer reps

Clients

Fees

NO COMPENSATION RECEIVED

Org form

Limited Liability Company

Filing date

2026-04-01

Disciplinary history

Services

COMMENTARY ON GENERAL MARKET CONDITIONS, PROVIDE ASSET ALLOCATION AND MODEL PORTFOLIOS TO OTHER INVESTMENT ADVISERS.

CA, MN

Official SEC filing: View on IAPD