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ONE HOPPER ASSET MANAGEMENT
BROOKS, WAYNE I
CRD 168816 · SEC 801-126078
2520 GENESEE STREET, UTICA, NY, 13502, United States
Phone
315-734-1410
Fax
315-734-0173
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$57.5M
Discretionary AUM
$57.5M
Team
3 total employees; 2 advisory reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges
Org form
Sole Proprietorship
Filing date
2026-03-31
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Educational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 57 | $20.2M |
| High net worth individuals | 8 | $29.5M |
| Charitable organizations | 1 | $7.9M |
States served
NY, FL
Official SEC filing: View on IAPD