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SOPHIS INVESTMENTS LLC
CRD 170391 · SEC 801-114611
250 PARK AVENUE, 7TH FLOOR, NEW YORK, NY, 10177-0799, United States
Phone
212-572-6360
Fax
877-333-7237
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$129.9M
Discretionary AUM
$89.0M
Team
5 total employees; 5 advisory reps
Clients
—
Fees
Percentage of AUM; Performance-based fees
Org form
Limited Liability Company
Filing date
2026-03-30
Disciplinary history
No
Services
Portfolio management (individuals)Portfolio management (pooled vehicles)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 17 | $3.8M |
| High net worth individuals | 22 | $123.2M |
| Corporations/business entities | 2 | $2.9M |
States served
NJ, NY, CT
All web addresses on file
Official SEC filing: View on IAPD