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SHERMAN ASSET MANAGEMENT, INC.
CRD 170861 · SEC 801-129640
1500 PALMA DR., SUITE 133, VENTURA, CA, 93003, United States
Phone
805-530-5963
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$140.8M
Discretionary AUM
$140.8M
Team
1 total employees; 1 advisory reps; 6 broker-dealer reps
Clients
26-50
Fees
Percentage of AUM; Fixed fees; Performance-based fees
Org form
Corporation
Filing date
2026-06-16
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 15 | $5.5M |
| High net worth individuals | 17 | $101.4M |
| Pooled investment vehicles | 1 | $4.9M |
States served
CA
All web addresses on file
Official SEC filing: View on IAPD