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ROTHMAN INVESTMENT MANAGEMENT, LLC
CRD 173139
9700 EL CAMINO REAL, SUITE 302, ATASCADERO, CA, 93422, United States
Phone
(805) 286-6378
Fax
—
Registration
— (—)
Source
State registered
Total AUM
$104.6M
Discretionary AUM
$104.3M
Team
3 total employees; 2 advisory reps
Clients
51-100
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-18
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Publication of periodicalsEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 98 | $30.6M |
| High net worth individuals | 33 | $44.1M |
| Pension/profit sharing plans | 2 | $261K |
| Charitable organizations | 5 | $15.1M |
| Corporations/business entities | 2 | $14.5M |
All web addresses on file
- HTTPS://WWW.ROTHMANINVESTMENT.COM
- HTTPS://WWW.ROTHMANINVESTMENTADVISORS.COM
- https://www.linkedin.com/companyrothman-investment-management-llc
- HTTPS://WWW.ROTHMANINVEST.COM
- HTTPS://WWW.ROTHMANINVESTMENTGROUP.COM
- HTTPS://WWW.ROTHMANINVESTMENTMANAGEMENT.COM
- https://www.linkedin.com/company/rothmaninvest
- https://www.facebook.com/rothmaninvest
- https://www.instagram.com/rothmaninvest
Official SEC filing: View on IAPD