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STONE STEPS FINANCIAL, LLC
CRD 175289 · SEC 801-131412
533 SECOND STREET, SUITE 207, ENCINITAS, CA, 92024, United States
Phone
760-456-7147
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$146.6M
Discretionary AUM
$146.6M
Team
6 total employees; 4 advisory reps
Clients
51-100
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-24
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 86 | $49.4M |
| High net worth individuals | 52 | $97.2M |
States served
CA, MN, TX, SD
All web addresses on file
Official SEC filing: View on IAPD