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OAK TREE SECURITIES, INC.
CRD 18126 · SEC 801-39201
4049 1ST STREET, SUITE 129, LIVERMORE, CA, 94551-4949, United States
Phone
925-245-0570
Fax
925-245-1577
Registration
— (—)
Source
State registered
Total AUM
$3.7M
Discretionary AUM
$0
Team
4 total employees; 2 advisory reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges
Org form
Corporation
Filing date
2024-02-13
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 5 | $3.7M |
Official SEC filing: View on IAPD