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SOVEREIGN WEALTH ADVISORS LLC
CRD 188524 · SEC 801-98346
3120 SOUTHWEST FRWY, SUITE 500, HOUSTON, TX, 77098, United States
Phone
713-527-3400
Fax
713-627-2227
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$625.1M
Discretionary AUM
$581.9M
Team
35 total employees; 35 advisory reps; 5 broker-dealer reps
Clients
26-50
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-31
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 844 | $143.3M |
| High net worth individuals | 408 | $378.1M |
| Pension/profit sharing plans | 3 | $7.1M |
| Corporations/business entities | 20 | $96.6M |
States served
LA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD