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PECKHAM, DAVID A

PECKHAM, DAVID ARTHUR

CRD 235790

Advisory firmSole prop

Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.

United States

Registration

— (—)

Source

State registered

Total AUM

$6.1M

Discretionary AUM

$6.1M

Team

1 total employees; 1 advisory reps

Clients

101-250

Fees

MUTUAL FUND SERVICES FEES (12B-1 FEES)

Org form

Sole Proprietorship

Filing date

2026-03-31

Disciplinary history

No

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Services

Financial planningPortfolio management (individuals)

Client types

TypeClientsAUM
Individuals113$4.2M
High net worth individuals3$1.9M

Official SEC filing: View on IAPD