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R. F. LAFFERTY & CO., INC.
CRD 2498 · SEC 801-107428
40 WALL STREET, SUITE 3602, NEW YORK, NY, 10005, United States
Phone
212-293-9090
Fax
646-998-8064
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$129.8M
Discretionary AUM
$71.0M
Team
80 total employees; 10 advisory reps; 60 broker-dealer reps
Clients
101-250
Fees
Percentage of AUM; Commissions
Org form
Corporation
Filing date
2026-03-09
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| High net worth individuals | 125 | $129.8M |
States served
CA, DE, DC, GA, KY, MD, MA, NJ, NY, NC, OR, PA, SC, TN, VA, TX, CT, FL
All web addresses on file
Official SEC filing: View on IAPD