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LAKE ROAD ADVISORS, LLC

CRD 281657 · SEC 801-117338

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5 EAST MARKET STREET, SUITE 229, CORNING, NY, 14830, United States

Phone

(607) 438-2914

Fax

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$98.8M

Discretionary AUM

$91.9M

Team

2 total employees; 2 advisory reps; 15 broker-dealer reps

Clients

101-250

Fees

Percentage of AUM; Fixed fees

Org form

Limited Liability Company

Filing date

2026-01-21

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Pension consultingSelection of other advisers

Client types

TypeClientsAUM
Individuals38$7.2M
High net worth individuals94$84.7M
Pension/profit sharing plans5$6.8M

States served

NE, NY, OR, PA, WA, TX, NH

All web addresses on file

Official SEC filing: View on IAPD