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PROSPERITY ROAD, LLC
CRD 281894 · SEC 801-118900
12341 NEWPORT AVENUE, STE. A-100, SANTA ANA, CA, 92705, United States
Phone
(714) 241-0212
Fax
(714) 241-0213
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$172.3M
Discretionary AUM
$169.0M
Team
3 total employees; 2 advisory reps
Clients
11-25
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-10
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 39 | $16.7M |
| High net worth individuals | 25 | $109.6M |
| Corporations/business entities | 5 | $42.0M |
States served
CA, GA
All web addresses on file
Official SEC filing: View on IAPD