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UPPER LEFT WEALTH MANAGEMENT, LLC
CRD 288762 · SEC 801-123531
CA, United States
Phone
917-768-3390
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$201.1M
Discretionary AUM
$173.0M
Team
2 total employees; 2 advisory reps
Clients
51-100
Fees
Percentage of AUM
Org form
Limited Liability Company
Filing date
2026-01-14
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 36 | $14.1M |
| High net worth individuals | 52 | $141.8M |
| Pension/profit sharing plans | 6 | $29.4M |
| Charitable organizations | 1 | $15.8M |
States served
CA, CO, MA, NJ, NY, VA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD