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SOUND FINANCIAL, LLC
CRD 292271 · SEC 801-125761
Advisory firmLLC
Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.
CA, United States
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$210.8M
Discretionary AUM
$178.9M
Team
9 total employees; 7 advisory reps; 10 broker-dealer reps
Clients
251-500
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-06
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisersEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 180 | $85.0M |
| High net worth individuals | 68 | $125.8M |
States served
CA, CO, ID, IL, NV, OR, WA, TX, NH
All web addresses on file
Official SEC filing: View on IAPD