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WITTLIN ADVISORY

ROGER WITTLIN INVESTMENT ADVISORY, LLC

CRD 292577 · SEC 801-121381

Advisory firmLLC

Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.

CA, United States

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$348.5M

Discretionary AUM

$191.9M

Team

4 total employees; 3 advisory reps; 2 broker-dealer reps

Clients

1-10

Fees

Percentage of AUM; Fixed fees

Org form

Limited Liability Company

Filing date

2026-03-23

Disciplinary history

No

Verify reputation

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  • SEC IAPD →

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

  • FINRA BrokerCheck →

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Services

Financial planningPortfolio management (individuals)

Client types

TypeClientsAUM
High net worth individuals14$300.1M
Corporations/business entities2$48.4M

States served

CA, MI

Official SEC filing: View on IAPD