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ROUNDHILL INVESTMENTS
ROUNDHILL FINANCIAL INC.
CRD 300799 · SEC 801-114971
154 W 14TH ST., 2ND FLOOR, NEW YORK, NY, 10011, United States
Phone
646-661-5441
Fax
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Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$9.59B
Discretionary AUM
$9.59B
Team
13 total employees; 5 advisory reps
Clients
—
Fees
Percentage of AUM
Org form
Corporation
Filing date
2026-02-27
Disciplinary history
No
Services
Portfolio management (investment companies)
Client types
| Type | Clients | AUM |
|---|---|---|
| Investment companies | 45 | $9.59B |
States served
NY
All web addresses on file
Official SEC filing: View on IAPD