GUGGENHEIM CORPORATE FUNDING, LLC

CRD 300895 · SEC 801-115064

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330 MADISON AVENUE, 10TH FLOOR, NEW YORK, NY, 10017, United States

Phone

212-518-9010

Fax

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Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$11.29B

Discretionary AUM

$8.11B

Team

16 total employees; 15 advisory reps

Clients

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Fees

Percentage of AUM; Performance-based fees

Org form

Limited Liability Company

Filing date

2026-05-29

Disciplinary history

Services

Portfolio management (pooled vehicles)Portfolio management (institutions)CONSULTATION/ADVISEMENT ON TRANSACTIONS/STRUCTURING PORTFOLIOS

Client types

Type	Clients	AUM
Pooled investment vehicles	15	$7.98B
Insurance companies	5	$299.7M
Corporations/business entities	12	$3.02B

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

HTTPS://WWW.GUGGENHEIMINVESTMENTS.COM/

Official SEC filing: View on IAPD