Falists
← Back to search

K2 FINANCIAL INC.

CRD 300913 · SEC 801-120939

Visit website

233 SOUTH GLENDORA AVENUE, GLENDORA, CA, 91741, United States

Phone

626-553-6113

Fax

626-389-4001

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$191.6M

Discretionary AUM

$114.5M

Team

10 total employees; 8 advisory reps; 5 broker-dealer reps

Clients

11-25

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Corporation

Filing date

2026-03-21

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Pension consultingSelection of other advisers

Client types

TypeClientsAUM
Individuals360$124.1M
High net worth individuals33$67.3M

States served

CA, NE, NV, TX, HI

All web addresses on file

Official SEC filing: View on IAPD