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THOMPSON CAPITAL MANAGEMENT, LLC
CRD 300993 · SEC 801-114939
CA, United States
Phone
(312) 278 1003
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$200.1M
Discretionary AUM
$189.6M
Team
3 total employees; 3 advisory reps
Clients
51-100
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-02-13
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 11 | $4.9M |
| High net worth individuals | 69 | $84.9M |
| Other investment advisers | 5 | $109.9M |
| Corporations/business entities | 1 | $537K |
States served
CA, GA, IL, LA, MI, NJ, PA, TX, NH, FL
All web addresses on file
Official SEC filing: View on IAPD