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GOLDFARB FINANCIAL MANAGEMENT, LLC
CRD 306271 · SEC 801-132935
Advisory firmLLC
Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.
CA, United States
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$126.4M
Discretionary AUM
$10.9M
Team
1 total employees; 1 advisory reps
Clients
1-10
Fees
Fixed fees
Org form
Limited Liability Company
Filing date
2026-05-14
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| High net worth individuals | 5 | $30.8M |
| Corporations/business entities | 1 | $95.6M |
States served
CA
Official SEC filing: View on IAPD