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SECFI ADVISORY LIMITED
CRD 306961 · SEC 801-126017
25 BROADWAY, 10TH FLOOR, NEW YORK, NY, 10004, United States
Phone
(707) 652-9961
Fax
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Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$225.9M
Discretionary AUM
$175.6M
Team
15 total employees; 9 advisory reps; 5 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Fixed fees; Performance-based fees
Org form
Corporation
Filing date
2026-06-01
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 51 | $44.5M |
| Pooled investment vehicles | 4 | $181.4M |
States served
CA, CO, MA, NJ, NY, MO, WA, TX
All web addresses on file
Official SEC filing: View on IAPD