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FIVE OCEANS ADVISORS
FIVE OCEANS ADVISORS LLC
CRD 308377 · SEC 801-118502
CA, United States
Phone
(310) 507-9180
Fax
N/A
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$456.2M
Discretionary AUM
$440.5M
Team
8 total employees; 4 advisory reps
Clients
101-250
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-01-23
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisersEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 43 | $51.9M |
| High net worth individuals | 74 | $398.3M |
States served
CA, TN, TX, FL
All web addresses on file
Official SEC filing: View on IAPD