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WINTER & ASSOCIATES, INC.
CRD 310349 · SEC 801-123146
964 GRAND AVENUE, ST. PAUL, MN, 55105, United States
Phone
(651) 414-5000
Fax
(651) 414-5004
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$179.7M
Discretionary AUM
$166.8M
Team
5 total employees; 4 advisory reps
Clients
51-100
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-06-19
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 161 | $55.8M |
| High net worth individuals | 42 | $111.2M |
| Pension/profit sharing plans | 5 | $12.7M |
States served
CA, MA, MN, NE, NY, WI, TX
All web addresses on file
Official SEC filing: View on IAPD