Falists
← Back to search

GUIDING FINANCIAL

GUIDING FINANCIAL LLC

CRD 311779

Advisory firmLLC

Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.

Visit website

United States

Registration

— (—)

Source

State registered

Total AUM

$85.2M

Discretionary AUM

$85.2M

Team

2 total employees; 1 advisory reps

Clients

1-10

Fees

Percentage of AUM; Hourly charges; Fixed fees; A PERCENTAGE OF INCOME; A PERCENTAGE OF NET WORTH

Org form

Limited Liability Company

Filing date

2026-02-04

Disciplinary history

No

Verify reputation

Falists does not score or rank advisers. Use these official sources to check BBB ratings, FINRA disclosures, and SEC registration before hiring anyone.

  • SEC IAPD →

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

  • FINRA BrokerCheck →

    FINRA’s BrokerCheck database — firm registration, disclosures, and regulatory actions when applicable.

  • Better Business Bureau →

    Search BBB for business ratings, accreditation status, and consumer complaints in this firm’s market.

Services

Financial planningPortfolio management (individuals)

Client types

TypeClientsAUM
Individuals4$1.4M
High net worth individuals7$83.7M

All web addresses on file

Official SEC filing: View on IAPD