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ASPEN WEALTH MANAGEMENT, LLC

CRD 313212

Advisory firmLLC

Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.

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United States

Registration

— (—)

Source

State registered

Total AUM

$33.2M

Discretionary AUM

$33.2M

Team

1 total employees; 1 advisory reps

Clients

11-25

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Limited Liability Company

Filing date

2026-03-20

Disciplinary history

Yes

Verify reputation

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  • SEC IAPD →

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  • FINRA BrokerCheck →

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Services

Financial planningPortfolio management (individuals)

Client types

TypeClientsAUM
Individuals7$969K
High net worth individuals9$31.0M
Pension/profit sharing plans1$1.3M

All web addresses on file

Official SEC filing: View on IAPD