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NAUTICAL STAR FINANCIAL GROUP LLC
CRD 316426
511 EAST JOHN CARPENTER FREEWAY, SUITE 500, LAS COLINAS, TX, 75062, United States
Phone
(800) 385-1804
Fax
(206) 905-8700
Registration
— (—)
Source
State registered
Total AUM
$57.4M
Discretionary AUM
$45.6M
Team
5 total employees; 4 advisory reps
Clients
0
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-19
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 49 | $11.4M |
| High net worth individuals | 23 | $33.1M |
| Pension/profit sharing plans | 1 | $9.0M |
| Charitable organizations | 1 | $1.0M |
| Corporations/business entities | 1 | $2.8M |
All web addresses on file
- https://www.facebook.com/people/Lance-Peters/pfbid02ZM84UkUgqmk7tJSsc5h5vT7ccqhsDiiAPnXhrx4TiPFrBVsMMgshetReuqz9NdG5l/
- https://nauticalstarfinancial.com
- https://www.linkedin.com/in/ralph-smith-ba719054/
- https://www.linkedin.com/in/susan-d-marshall-clu%C2%AE-chfc%C2%AE-ricp%C2%AE-b6954118/
- https://www.linkedin.com/in/robertjrmckay/
- https://www.linkedin.com/in/lancepeters/
Official SEC filing: View on IAPD