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KAPSTONE FINANCIAL ADVISORS LLC
CRD 318885 · SEC 801-123348
212 N. BROADWAY STREET, LEBANON, OH, 45036, United States
Phone
(937) 751-1000
Fax
(937) 949-8023
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$322.3M
Discretionary AUM
$314.7M
Team
5 total employees; 3 advisory reps
Clients
11-25
Fees
Percentage of AUM
Org form
Limited Liability Company
Filing date
2026-06-18
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 432 | $98.0M |
| High net worth individuals | 76 | $216.1M |
States served
IL, KY, MI, NE, OH, TX, NH, FL
All web addresses on file
Official SEC filing: View on IAPD