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SWAD WEALTH MANAGEMENT LLC
SWAD WEALTH MANAGEMENT, LLC
CRD 319218
100 STONY POINT RD, SUITE 244, SANTA ROSA, CA, 95401, United States
Phone
(707) 899-1010
Fax
—
Registration
— (—)
Source
State registered
Total AUM
$97.9M
Discretionary AUM
$97.9M
Team
1 total employees; 1 advisory reps; 1 broker-dealer reps
Clients
26-50
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-04
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 19 | $11.0M |
| High net worth individuals | 27 | $86.9M |
All web addresses on file
Official SEC filing: View on IAPD