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PIVOTAL WEALTH AND TAX
PIVOTAL WEALTH AND TAX LLC
CRD 321023
141 FILLMORE ST W, PRESTON, MN, 55965, United States
Phone
507-458-3897
Fax
N/A
Registration
— (—)
Source
State registered
Total AUM
$17.4M
Discretionary AUM
$17.4M
Team
4 total employees; 4 advisory reps; 7 broker-dealer reps
Clients
251-500
Fees
Percentage of AUM; Hourly charges; Subscription fees; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-31
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)BOOKKEEPING AND TAX FILING
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 309 | $9.7M |
| High net worth individuals | 5 | $6.9M |
| Corporations/business entities | 3 | $800K |
All web addresses on file
Official SEC filing: View on IAPD