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ALPHA-LAB ASSET MANAGEMENT INC.

CRD 327388 · SEC 801-128975

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

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United States

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$8.0M

Discretionary AUM

$7.8M

Team

2 total employees; 2 advisory reps; 1 broker-dealer reps

Clients

1-10

Fees

Percentage of AUM

Org form

Corporation

Filing date

2026-03-25

Disciplinary history

No

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  • SEC IAPD →

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  • FINRA BrokerCheck →

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Services

Portfolio management (individuals)Portfolio management (pooled vehicles)Portfolio management (institutions)

Client types

TypeClientsAUM
Individuals1$486K
High net worth individuals1$4.5M
Pooled investment vehicles1$2.9M

All web addresses on file

Official SEC filing: View on IAPD