EMBARCADERO CAPITAL ADVISORS, INC.

CRD 329285 · SEC 801-129306

Visit website

23151 VERDUGO DRIVE, SUITE 106, LAGUNA HILLS, CA, 92653, United States

Phone

949-371-9796

Fax

—

Registration

— (—)

Source

State registered

Total AUM

$60.0M

Discretionary AUM

$60.0M

Team

2 total employees; 2 advisory reps

Clients

101-250

Fees

Percentage of AUM; Hourly charges; Fixed fees; Performance-based fees

Org form

Corporation

Filing date

2026-04-06

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersEducational seminars

Client types

Type	Clients	AUM
Individuals	225	$50.0M
High net worth individuals	25	$10.0M

All web addresses on file

HTTPS://WWW.EMBARCADEROCAPITALADVISORS.COM

Official SEC filing: View on IAPD