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KETRON FINANCIAL LLC
CRD 330807 · SEC 801-130222
1500 GRANT AVE STE 238, NOVATO, CA, 94945, United States
Phone
415-892-0928
Fax
415-898-2441
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$384.0M
Discretionary AUM
$384.0M
Team
5 total employees; 3 advisory reps
Clients
26-50
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-05-12
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 166 | $50.0M |
| High net worth individuals | 86 | $325.3M |
| Pension/profit sharing plans | 3 | $2.5M |
| Charitable organizations | 4 | $5.7M |
| Corporations/business entities | 3 | $388K |
States served
CA, LA, NV, OR, WA, TX
All web addresses on file
Official SEC filing: View on IAPD