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CASTLE ROCK ADVISORS LLC
CRD 331429 · SEC 801-130907
200 CLARENDON STREET 35TH FL, BOSTON, MA, 02116-5040, United States
Phone
617-227-0050
Fax
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Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$2.38B
Discretionary AUM
$348.6M
Team
33 total employees; 27 advisory reps; 40 broker-dealer reps
Clients
26-50
Fees
Percentage of AUM; COST REIMBURSEMENT
Org form
Limited Liability Company
Filing date
2026-04-17
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| High net worth individuals | 37 | $1.96B |
| Pooled investment vehicles | 6 | $348.6M |
| Charitable organizations | 3 | $77.4M |
States served
CA, MA
Official SEC filing: View on IAPD