GUGGENHEIM PRIVATE INVESTMENTS, LLC

CRD 331479 · SEC 801-131052

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330 MADISON AVENUE, 10TH FLOOR, NEW YORK, NY, 10017, United States

Phone

2125189010

Fax

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Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$349.5M

Discretionary AUM

$333.0M

Team

5 total employees; 2 advisory reps

Clients

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Fees

Percentage of AUM; Fixed fees; Performance-based fees

Org form

Limited Liability Company

Filing date

2026-03-31

Disciplinary history

Services

Portfolio management (pooled vehicles)Portfolio management (institutions)CONSULTATION/ADVISEMENT ON TRANSACTIONS/STRUCTURING PORTFOLIOS/ PRODUCT DEVELOPMENT

Client types

Type	Clients	AUM
High net worth individuals	1	$12.2M
Pooled investment vehicles	2	$333.0M
Insurance companies	4	$4.3M

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

https://www.guggenheiminvestments.com

Official SEC filing: View on IAPD