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QUAD INVESTMENT MANAGEMENT CORP.

CRD 331606 · SEC 801-134528

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

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29F, THREE IFC, GUKJEGEUMYUNG-RO, SEOUL, YEONGDEUNGPO-GU, 07326, Korea, South

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$2.62B

Discretionary AUM

$2.56B

Team

45 total employees; 24 advisory reps

Clients

Fees

Percentage of AUM; Performance-based fees

Org form

Corporation

Filing date

2026-03-12

Disciplinary history

Yes

Verify reputation

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  • SEC IAPD

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

  • FINRA BrokerCheck

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Services

Portfolio management (individuals)Portfolio management (pooled vehicles)Portfolio management (institutions)

Client types

TypeClientsAUM
High net worth individuals3$5.4M
Pooled investment vehicles36$857.8M
Other investment advisers8$62.4M
Sovereign wealth funds2$1.60B
Corporations/business entities18$97.5M

All web addresses on file

Official SEC filing: View on IAPD