SECONDMARKET FINANCIAL, LLC
CRD 333332 · SEC 801-131656
Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.
3 E 28TH STREET, 7TH FLOOR, NEW YORK, NY, 10016, United States
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$150.0M
Discretionary AUM
$150.0M
Team
19 total employees; 3 advisory reps
Clients
—
Fees
Percentage of AUM; REFERRAL FEES FOR INTRODUCTIONS TO OTHER ADVISERS
Org form
Limited Liability Company
Filing date
2026-03-31
Disciplinary history
No
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Services
Client types
| Type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 25 | $150.0M |
States served
NY
All web addresses on file
- https://www.secondmarket.com
- https://www.youtube.com/@NasdaqPrivateMarketOfficial
- https://x.com/NPM
- https://vimeo.com/nasdaqprivatemarket
- https://www.facebook.com/NasdaqPrivateMarket
- https://www.instagram.com/nasdaqprivatemarketofficial/
- https://www.linkedin.com/company/nasdaq-private-market/
- https://www.nasdaqprivatemarket.com
- https://www.npm.com
Official SEC filing: View on IAPD