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SONOMA ALLOCATIONS
SONOMA ALLOCATIONS LLC
CRD 335435 · SEC 801-132529
50 OLD COURTHOUSE SQUARE, SUITE 300, SANTA ROSA, CA, 95404, United States
Phone
707-490-8842
Fax
707-387-4014
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$350.0M
Discretionary AUM
$350.0M
Team
4 total employees; 3 advisory reps
Clients
51-100
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-04-16
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 138 | $148.4M |
| High net worth individuals | 190 | $190.2M |
| Charitable organizations | 2 | $6.3M |
| State/municipal entities | 1 | $4.1M |
| Corporations/business entities | 1 | $1.0M |
States served
CA, OR, WA, TX
All web addresses on file
Official SEC filing: View on IAPD