← Back to searchVisit website
LEGEND CAPITAL
LEGEND CAPITAL ADVISORS LLC
CRD 336029 · SEC 801-132909
CA, United States
Phone
(212) 606-2326
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$240.2M
Discretionary AUM
$240.2M
Team
3 total employees; 1 advisory reps
Clients
1-10
Fees
Percentage of AUM; Fixed fees; Performance-based fees
Org form
Limited Liability Company
Filing date
2026-03-31
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)
Client types
| Type | Clients | AUM |
|---|---|---|
| High net worth individuals | 78 | $78.0M |
| Pooled investment vehicles | 12 | $150.4M |
| Charitable organizations | 1 | $117K |
| Corporations/business entities | 17 | $11.7M |
States served
CA, NJ, NY, NC, OR, FL
All web addresses on file
Official SEC filing: View on IAPD