SPARX ASSET MANAGEMENT KOREA CO., LTD.
CRD 338393 · SEC 801-135046
Large incorporated asset manager or corporate group — typically not a local adviser team.
82, SAEMUNAN-RO, 2F, SEOUL, 03185, Korea, South
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$1.09B
Discretionary AUM
$1.08B
Team
22 total employees; 8 advisory reps
Clients
—
Fees
Percentage of AUM; Performance-based fees
Org form
Corporation
Filing date
2026-05-11
Disciplinary history
No
Verify reputation
Falists does not score or rank advisers. Use these official sources to check BBB ratings, FINRA disclosures, and SEC registration before hiring anyone.
- SEC IAPD →
Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.
- FINRA BrokerCheck →
FINRA’s BrokerCheck database — firm registration, disclosures, and regulatory actions when applicable.
- Better Business Bureau →
Search BBB for business ratings, accreditation status, and consumer complaints in this firm’s market.
Services
Client types
| Type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 5 | $78.2M |
All web addresses on file
Official SEC filing: View on IAPD